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April 4, 2005

Submarine Launch

35 U.S.C. §122 covers publication of patent applications. Generally, patent applications are published after 18 months of filing, but an applicant my request earlier publication. Conversely, if the application is for a U.S. patent only, the applicant may launch a patent submarine, with no publication prior to issue. Why do such a thing?

Answer: to minimize exposure and/or seek a windfall. Non-publication keeps others from knowing what you are up to in your patent filings. This offers a cloak to inventors or companies preferring discretion.

Submarine patent launches may be particularly advantageous to patent players seeking a competitive edge, especially in an area subject to rapid innovation, as evidenced by a contemporaneous patent filing flurry.

35 U.S.C. §122 (b)(1)(A) Subject to paragraph (2), each application for a patent shall be published, in accordance with procedures determined by the Director, promptly after the expiration of a period of 18 months from the earliest filing date for which a benefit is sought under this title. At the request of the applicant, an application may be published earlier than the end of such 18-month period.

35 U.S.C. §122 (b)(2)(b)(i) If an applicant makes a request upon filing, certifying that the invention disclosed in the application has not and will not be the subject of an application filed in another country, or under a multilateral international agreement, that requires publication of applications 18 months after filing, the application shall not be published as provided in paragraph (1).

A non-publication request must be rescinded by notification to the patent office if an applicant subsequently decides to file internationally, or the application will be considered abandoned; refer to 35 U.S.C. §122 (b)(2)(b)(iii, iv).

Given the default to publication, with relatively few taking the non-publication route, it becomes possible to spot patenting flurries, though, of course, not at the leading edge. Nonetheless, even a two-year lag provides a window that allows a savvy inventor to catch the trend, and leap ahead with unanticipated extensions in the same technology, snagging small claims within the gold rush patent territory.

The offensive impact potential of a submarine launch may be considerable, depending, of course, on the inherent value of the claimed technology. Companies invest in a technology, seeing freedom to operate (not knowing of the submarine). It may even be that a company files a patent on the same technology as the submarine, though subsequent to the submarine. When an unpublished submarine is allowed, the cost of substitution (non-infringement) has been raised, owing to customer expectations having been set towards the infringing feature(s). In such circumstance, patent licensing may be a net less-cost alternative to substitution; the submarine shines gold.

Posted by Patent Hawk at April 4, 2005 12:02 AM | Prosecution