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July 24, 2007
Dealing with KSR
The talk at
the recent annual convention of the National
Association of Patent Practitioners (NAPP) was about arguing past
prosecution obviousness rejections in light of KSR.
Arguments to overcome obviousness rejection, particularly prior art combinations -
1. At least one claimed element is not “familiar”/known/shown in the art.
2. The claimed invention is not a combination of discrete elements at all.
3. The proposed combination of elements does not yield the claimed invention.
4. At least one claimed element functions differently from that in the prior
art.
5. At least one claimed element was known only in substantially unrelated area.
6. It would take ingenuity, beyond one of "ordinary skill in the art," to
combine elements. [Remembering that KSR renders one of ordinary skill as
omnificent, as expert as any inventor.]
7. The number of alternative solutions for one claimed element was large or
infinite. [This attempts to overcome a rejection on 'obvious to try.']
8. The result of the claimed combination would not have been predictable, or
would not have had a reasonable expectation of success. [An unlikely sell
without some evidence to point to.]
9. Secondary considerations: long-felt but unsolved need; commercial success;
prior art expressions of doubt. Note that KSR reaffirmed
Graham v. Deere.
Examiner guidelines -
1. Analysis must be made explicit; some
“articulated reasoning”; note that KSR reaffirms
Kahn.
2. Analysis must contain a rationale (“some rational underpinning”) and not be
merely conclusory – during prosecution, note Rule
104(c)(2).
3. Facts must be supported with evidence – refer to Rule
104(d)(2); in the instance where an examiner makes an unsupported assertion
of fact.
4. Analysis must be judged as of time of the invention, without application of
hindsight bias.
5. KSR doesn’t change the standards for PCT application examination.
The lists above are taken from discussion at the NAPP convention, with added comment in brackets [].
Kindly thanks to Louis Hoffman.
Posted by Patent Hawk at July 24, 2007 12:39 PM | Prosecution