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July 4, 2007

Heading

4,914,436, owned by Honeywell, claims a system for warning pilots of flight conditions. Asserted against Universal Avionics, the district court judge adopted Honeywell's claim construction, and the trial that followed went the same heading. Universal appealed; in a 2-1 affirming decision, the CAFC befuddles, encouraging participants to treat patent litigation as a crap shoot. (CAFC 06-1046)

The dissent is more compelling than the majority opinion.

It is the responsibility of those who seek the benefits of the patent system to draft claims that are clear and understandable. When courts fail to enforce that responsibility in a meaningful way they inevitably contribute an additional element of indeterminacy to the system.

The majority opinion of Bryson and Gajarsa, addressing the ersatz use of "heading of the aircraft":

The term “heading of the aircraft” appears in the fourth and fifth limitations of the asserted claim, which reads in full as follows:

1. A system for use in an aircraft for providing an enabling envelope for a ground proximity warning system for an aircraft comprising:
[1] a first source of signals representative of the longitude and latitude of an airport;
[2] a second source of signals representative of the current longitude and latitude of said aircraft;
[3] means responsive to said first source of signals representative of the longitude and latitude of said airport and said second source of signals representative of the current longitude and latitude of said aircraft for
[a] computing the distance of said aircraft from said airport and
[b] providing an enabling envelope for enabling the warning system as a function of said distance of the aircraft with respect to said airport;
[4] a source of signals representative of the relative angular position of a particular runway with respect to the heading of the aircraft; and
[5] means responsive to said first and second sources of signals for providing a signal representative of the alignment of the aircraft with the runway by determining the angle between the runway and the heading of the aircraft.

The district court concluded that the patentees used the term “heading of the aircraft” to refer to what would normally be referred to as the aircraft’s “bearing,” i.e., the direction to the aircraft from a runway. We agree.

The conventional meaning of the terms “heading” and “bearing” is undisputed. “Heading” ordinarily refers to the direction in which an object is pointing. “Bearing” ordinarily refers to the direction from an observer to an object. The specification and prosecution history make clear, however, that the patentees used the term “heading” in a manner different from its ordinary meaning. When a patentee defines a claim term, the patentee’s definition governs, even if it is contrary to the conventional meaning of the term. Phillips v. AWH Corp., 415 F.3d 1303, 1321 (Fed. Cir. 2005) (en banc) (“[T]he specification is the single best guide to the meaning of a disputed term, and . . . the specification acts as a dictionary when it expressly defines terms used in the claims or when it defines terms by implication.” (quotation marks omitted)); Bell Atl. Network Servs., Inc. v. Covad Commc’ns Group, Inc., 262 F.3d 1258, 1268 (Fed. Cir. 2001) (stating that “a patentee may choose to be his own lexicographer and use terms in a manner other than their ordinary meaning”). A claim term may be defined in a particular manner for purposes of a patent even “without an explicit statement of redefinition.” Bell Atl., 262 F.3d at 1268.

The specification and prosecution history both make clear that the patentees used the term “heading” to refer to the angular direction of an object from a point on a runway. Thus, the “heading of the aircraft” is the angular direction of the aircraft from a point on a runway, and the “heading of the runway” is the angular direction of the runway line from a point on that runway. To hold otherwise would not include within the scope of the claim a preferred embodiment that the patentees labeled an “important feature of the present invention” and would ignore the patentees’ definition of the term “heading” and their consistent use of that term throughout the prosecution history.

Universal also had qualms with the construction of the terms "enabling envelope" and "ground proximity warning system." Universal argued that "ground proximity warning system" was construed more broadly than the system approved at the time. The court, in reply:

The context makes it clear that the term is used generically, to describe any system that warns of ground proximity, regardless of whether the system is approved, manufactured, proposed, or otherwise.

As Universal's only arguments went to claim construction, the CAFC affirmed the district court finding of infringement.

Senior Judge Plager, in dissent, argues that the evidence "falls far short of anything that suggests a clear redefinition of the term “heading.”" Most particularly, the lack of use of the word "heading" in the disclosure is damning. -

The patent in this case relates to the art of navigation, specifically the process for determining the location at any given time of a craft (airplane or ship) proceeding around the earth. This is a well-established art, in practice for centuries. In navigation, the ordinary meaning of “heading” is the compass direction in which a craft is moving, oriented to either magnetic or true north. A heading is understood to be quite different from a “bearing,” which is the direction (expressed in compass terms) that one object bears from another at any given moment. It is hardly likely that the people who invented Honeywell’s patented navigation system were unaware of these conventions.

Claim terms are generally given their ordinary meaning as understood by a person skilled in the art. Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc). While a patentee may choose to be his own lexicographer and use a term in a manner other than its ordinary meaning, and even though an “explicit statement of redefinition” is not always necessary, nevertheless the patentee must clearly express an intent to redefine the term. Bell Atl. Network Servs., Inc. v. Covad Commc’ns Group, Inc., 262 F.3d 1258, 1268 (Fed. Cir. 2001).

In my view, the patent in this case falls far short of anything that suggests a clear redefinition of the term “heading.” The term itself does not appear anywhere in the patent’s written description. The majority relies on an embodiment described in the patent that determines alignment as a function of the bearing of the aircraft from the runway. But the alignment discussion in the written description does not use the term heading to describe what is conventionally known as a bearing. Moreover, there is no clear connection between that passage and the alignment determination set forth in claim 1, which does use the term heading. This is not a case like Bell Atlantic in which the patentee implicitly redefined a claim term by using it throughout the written description in a manner consistent with an unconventional meaning. 262 F.3d at 1270-73. Here the patentees did not use the term at all in the written description.

Furthermore, the prosecution history does not show a clear redefinition of the term “heading.” While the applicants at times used the word “heading” to refer to what is actually the bearing of the aircraft from the runway, they used the term in its conventional sense when they referred to “the heading of the runway” in their description of the invention. This inconsistent usage undercuts the argument that the applicants intended to adopt a different definition for the term “heading.” Also, it is apparent from the examiner’s citation of prior art references which use “heading” in the conventional manner that he understood the term to have its ordinary meaning. The applicants, cognizant of the examiner’s understanding of the term and almost certainly aware of the distinction between a heading and a bearing, did not clearly signal the necessary intent to depart from the ordinary meaning of “heading.”

At best, the patent and the prosecution history show that the inventors or their representatives who drafted the claims and prosecuted the patent left considerable confusion in the record about whether the claimed invention uses heading or bearing. However, it is not the province of the courts to salvage poorly—or incorrectly—drafted patent claims.

Fair notice to the public, and to competitors, of what is claimed depends on our holding patentees to what they claim, not to what they might have claimed. It is the responsibility of those who seek the benefits of the patent system to draft claims that are clear and understandable. When courts fail to enforce that responsibility in a meaningful way they inevitably contribute an additional element of indeterminacy to the system. Sometimes being kind to a party results in being unkind to the larger interests of the society. In my view this is such a case, and I respectfully dissent from the decision.

Posted by Patent Hawk at July 4, 2007 1:50 PM | Claim Construction

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